DUAL OCCUPATION DISCLOSURE

As a Carte Wealth Management Inc. Representative I am dually occupied as a registered mutual funds salesperson, as a

licensed Life Insurance Advisor, as a Landlord, as a Director/Owner of an entity and a Volunteer and represent separate

entities for each purpose. As such, you may be dealing with more than one company depending on the products

purchased, or services rendered. Remuneration also varies with the products purchased, or services rendered. I will be

representing Carte Wealth Management Inc. for the sale of mutual fund products and will provide you with the name of

the entity that I represent while conducting business as a Life Insurance Advisor, as a Landlord, as a Director/Owner and as

a Volunteer. The sale of life insurance products & services, the business activities relating to my work as a Landlord, the

business activities of my company, and the business activities associated with my position as a Volunteer, are not the

business of, or under the supervision of Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be

liable or responsible for such activities.

I, Michaël Fortin, am a registered mutual fund salesperson represented by Carte Wealth Management Inc.

 

1. I am also an independent licensed Life Insurance Advisor contracted with Carte Risk Management Inc., an insurance

Managing General Agency, and an entity through which I place my life insurance business. Any activity relating to

my position as a Life Insurance Advisor is not the business of, or under the supervision of, Carte Wealth

Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

 

2. I am also the Director/Owner of FORTAX Corp., an entity through which I provide tax related services to clients, and

of Fortax Financial Corporation, an entity whose name I use as a trade name when conducting mutual fund related

business. Any activity relating to my position as a Director/Owner is not the business of, or under the supervision

of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such

activities.

 

3. I am also a self‐employed Landlord, whereby I rent out various residential properties in exchange for rental income.

Any activity relating to my position as a Landlord is not the business of, or under the supervision of, Carte Wealth

Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

 

4. I am also a Volunteer Director on the Board of the Etobicoke Masonic Temple, a not‐for‐profit organization. Any

activity relating to my position as a Volunteer is not the business of, or under the supervision of, Carte Wealth

Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.

 

I, Michaël Fortin, wish this distinction to be clear, and if you are not sure of the difference, let us discuss it, or I can

suggest sources from which you can obtain the necessary explanation. Our self‐regulatory organization, The Mutual Fund

Dealers Association of Canada (“MFDA”), has rules which state that the distinction between these Dual Occupations must

be clear and that you understand the difference for the purposes of this transaction.

Contact one of our branches.

HEAD OFFICE 

208-73 N. Cumberland Street

Thunder Bay, Ontario

P7A 4L8

Phone:  (807)286-5341

Fax:  (807)286-5342

Email:  geoff@blueharbourfinancial.com

Open Monday to Friday

By appointment only Saturday and Sunday

BRITISH COLUMBIA ​

3172 Golden Link Crescent

Vancouver, British Columbia

V5S 4M3

Phone:  (604)437-3600

Fax:  (778)371-9078

Cell:  (604)782-4334

Email:  wayne.canary@cartewm.com

ONTARIO

Fortax Corp.

2 St. Clair Ave. West, 18th Floor

Toronto, Ontario

M4V 1L5

Phone:  (416)220-6428

Email:  michael.fortin@cartewm.com

Copyright 2019 © Blue Harbour Financial Inc.